
Commissioner Update - October 2021
Commissioner update to the legal profession - October 2021. In this edition: Launch of our sexual harassment reporting tool | LIV sexual harassment policies | New guidance – lawyers offering non-legal services
This resource provides information about what you might consider doing if you experience sexual harassment in legal workplaces
Under workplace health and safety laws, your employer has significant obligations to provide a safe workplace, and that includes emotional and psychological safety, as well as physical safety.
A workplace that tolerates bullying, harassment, or serious overwork is not a safe workplace.
There is also a specific conduct rule that specifies that a lawyer must not engage in conduct that constitutes discrimination, sexual harassment or workplace bullying.
Below is a list of actions you might wish to take if you feel you are experiencing bullying at work. The course of action you choose will depend on the nature of the bullying and your workplace.
WorkSafe has comprehensive information about workplace bullying and can provide information and support via their Advisory phone service.
There are also other agencies that can help:
Agreed Pricing, also known as Value Pricing, is an arrangement in which a lawyer and a client agree on a price up front for the lawyer’s services in a matter. It is based on an agreed scope of services and the price is a fair reflection of the client’s perception of value. It is also seen in productised services where a lawyer offers a defined scope of service for a publicly stated price.
In non-litigious matters, some agreed pricing arrangements can include contingency fees – that is, the ultimate price is contingent on certain agreed goals and outcomes being met, for example a package of work being finished by a particular date or contract negotiations meeting certain goals. While s.183 of the Uniform Law strictly prohibits contingency pricing in litigious matters, the prohibition does not extend to non-litigious matters.
There is a wide range of online CPD resources available. We provide funding to the Law Library of Victoria to help them offer two online CPD courses covering legislation and case law. These are free to all Victorian lawyers. For more information, visit the Law Library website.
Embedding legal ethics education across the four mandatory CPD subject streams
The Royal Commission into the Management of Police Informants (RCMPI) highlighted the importance of continuing ethics education for lawyers and recommended that legal ethics education be embedded across the four streams of CPD. This finding was consistent with our Getting the Point review.
We have developed a guide for CPD providers highlighting ways they can incorporate ethics principles and issues in non-Ethics CPD stream topics, to underline the importance of legal ethics education across all areas of legal practice. The guide also contains information for providers on how to strengthen legal ethics education within the Ethics CPD stream through greater use of interactive, scenario-based learning.
While the guide is for CPD providers, it contains important information that will assist lawyers in choosing the most useful ethics CPD for their role and development needs.
The guide contains a list of ethics topics that could be explored exclusively or within the context of substantive law, practice management or professional skills CPD subjects.
We welcome your ideas and feedback on further topics you see emerging for consideration. You can send feedback to CPDreview@lsbc.vic.gov.au
You can download a copy of the new guidance here.
For the last two years we have removed the cap of 5 hours on private study of audio/visual material due to the pandemic. The cap will be reinstated from this year. It is important to note that online interactive study (such as participating in an online seminar with interactive elements) is not counted as ‘private study of audio/visual material’ and there is no cap for this type of professional development.
Many lawyers told us during the review that there was a lack of clarity around the meaning of these terms in the CPD Rules. Further guidance about what we consider ‘private study of audio visual material’ and what is ‘online interactive study’ is available on our 'Your CPD obligations' page.
The findings of our 2020 report, and recent South Australian findings about the prevalence of harassment within the legal profession, suggest that lawyers should focus on sexual harassment in the workplace when planning their CPD year.
Look for CPD sessions that go beyond basic facts (e.g. describing the legal definition of sexual harassment) to examine the types of less obvious behaviours that can constitute this conduct. Training should include information about what you can do if you experience or witness sexual harassment, as well as how to take a leadership role within the profession to prevent and address sexual harassment. Ask CPD providers whether their sessions address these issues.
The manifestations and implications of family violence is also a topic you should consider, particularly if you practice in family law, criminal law or other areas that deal directly with members of the community.
Leaders within the profession should consider refreshing and deepening your understanding of your workplace health and safety obligations in the post-COVID flexible working environment. This includes your obligations to address bullying and other forms of harassment, equal opportunity and anti-discrimination. CPD in this area could also assist you to identify ways to provide support to your staff to maintain wellness and balance.
Getting the Point identified that reflection and planning of CPD would assist lawyers to proactively identify the types of CPD activities and topic areas that are practical and relevant to their area of practice, nuanced to their level of experience and targeted to their particular legal position.
Your reflection could involve identifying emerging gaps in your knowledge and skills and thinking about current and emerging risks and challenges, such as technological developments or changes to the law. You could consider sense testing the robustness of your reflection with your mentors and colleagues.
When planning for your education for 2021-22, reflect on your needs and seek out sessions that offer:
Each year the Victorian Bar and the Law Institute of Victoria (LIV) carry out audits of lawyers’ CPD compliance on our behalf under a delegation. These verification audits can relate to any of the three previous years.
If you’re selected for an audit, you will be contacted by the LIV or the Victorian Bar and asked to verify, within 21 days, that you’ve met your CPD obligations. You will need to provide supporting documentation to show that you have complied.
Supporting documentation may include:
If you haven’t met your CPD obligations you will receive written notice requesting you submit a rectification plan. Your plan must set out the CPD activities that you intend to take to make up for the CPD you missed, and you will be given 90 days to complete those activities. For more information about the rectification process, please contact the LIV and Victorian Bar directly.
You will be provided with the opportunity to comply and our preference is that you undertake CPD activities that are relevant and useful for your development. Compliance with the CPD Rules however is a statutory requirement of your entitlement to hold a practicing certificate and we expect co-operation. If you refuse to meet your CPD obligations, your practising certificate may not be renewed on time. We may wait until you have either met your obligations or established a rectification plan before processing your application.
In deciding how to respond to non-compliance, we may consider:
Refusal to comply with the CPD Rules, including failure to comply with rectification requirements may result in us:
See our Continuing Professional Development Policy for more detailed information on audits.
The CPD year runs from 1 April to 31 March. The process for seeking an exemption is different depending on whether you held a practising certificate for the entire CPD year.
You can seek an exemption from completing some or all of your CPD activities for the year under certain circumstances. Some reasons to seek an exemption include:
The LIV and the Victorian Bar manage applications for exemption on our behalf under a delegation. To apply for an exemption, please contact the LIV for solicitors or the Victorian Bar for barristers.
You will be required to provide evidence in support of your application. This may include a letter from your employer, a statutory declaration or a medical certificate.
Our CPD policy contains some more detailed information about exemptions.
If you have only practised for part of the CPD year you only need to obtain CPD points for the time that you held a practising certificate. For example you might have only received your first practising certificate in December, or you may have not renewed your certificate while you were on parental leave.
The table listed below shows you how many points you need to obtain.
Commencing month | CPD points |
---|---|
April | 10 |
May | 9 |
June | 8 |
July | 7 |
August | 6 |
September | 5 |
October | 4 |
November | 3 |
December | 2 |
January | 1 |
February | 0 |
March | 0 |
If you have met the CPD points requirements in the table for the time you held a practising certificate you do not need to seek an exemption. When you are applying to renew your practising certificate you can select 'Yes' to the continuing professional development question on the renewal application.
If you are applying for a new practising certificate after a career break (for example you did not renew your certificate while on parental leave for the entire 12 months of the CPD year, or while working in a job that did not require you to have a practising certificate) you don’t need to have completed any CPD or seek an exemption.
When you apply for your practising certificate on LSB Online you can select ‘I did not hold a practising certificate during this period’ and your application will proceed as normal.